WeChat Archiving for Financial Advisors: How to Stay Ahead of IIROC’s Recordkeeping Requirements

Compliance with regulatory requirements is crucial for Canadian financial advisors to maintain a successful practice. This is especially vital since the Investment Industry Regulatory Organization of Canada (IIROC) has established recordkeeping guidelines to ensure transparency, protect investors, and uphold the integrity of the financial industry. In recent years, digital communication platforms like WeChat have gained […]

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